- Provide Legal & compliance consulting, advice and Suggestions for the operation activities of the management and business departments.
- To organize, review, draft and amend all kinds of legal contracts, and handle related legal proceedings and other legal affairs.
- Establish the company's legal risk and compliance risk control and management framework and compliance management process for each business line.
- Continuously follow up the updates of laws, guidelines, regulations and industry self-discipline rules, review and monitoring of all businesses of the company and ensuring the fully compliance.
- Organize regular inspection, provide early warning for potential legal compliance risks, propose rectification opinions for existing risk issues and supervise the implementation of relevant departments
- Responsible for maintaining contact with CBN and other regulators, recording requirements of various regulatory documents in a timely manner and forming reports.
- Compiled compliance cases and publicity materials, organized and implemented compliance training and publicity projects.
- Master degree or above in finance, law or related field.
- At least 5 years working experience in compliance, risk control or financial industry in a large fund company or asset management company, familiar with the regulations of banks, financial institutions, CBN and other regulatory agencies.
- Applicant should understand the business operation pattern, internal control system and process of banks and other financial enterprises.
- Have strong learning desire, risk identification and judgment ability, communication and coordination ability, integrity, dare to question the professional spirit
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