Lagos|Full Time
Agriculture, Fishing & Forestry|NGN 150,000 - 250,000
Job Summary
We are a startup finance and asset management firm situated in Victoria Island, creating and managing investors' wealth wit technology
Minimum Qualification: Degree
Experience Level: Management level
Experience Length: 5 years
Job Description
We are looking for a Compliance Officer to ensure that our operations and business transactions align with all relevant regulatory, legal and internal rules.
You will be required to design, review and enforce the company’s compliance with relevant regulatory regimes, employee compliance with internal (and external) rules, and policies and control on transactions and business processes.
To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions.
Responsibilities
Continuously review and monitor changes in regulatory regimes, laws, policies, rules as they impact the company, people and business processes.
Develop and implement an effective risk assessment and compliance program for corporate and business processes
Create sound internal controls and monitor adherence to them
Draft and revise contracts, company policies, and proactively audit processes, practices and documents
Evaluate business activities (e.g. investments, financial transactions) to assess compliance and risk
Design and enforce KYC, AML and CFT compliance for customers, partners and other party onboarding
Collaborate with the board, management, trustees, regulators, external auditors, human resources department and other units when required
Carry out and document research as they relate to our industry and business activities
Set plans to manage a crisis or compliance violation
Educate and train employees on regulations and industry practices
Address employee concerns or questions on compliance
Keep abreast of business goals, as well as internal and external standards and business goals.
Requirements
The ideal candidate:
Is familiar with our industry's regulatory landscape, practices and professional standards
Has quality/proven experience in risk management and compliance.
Has excellent research and writing skill, and can write an industry analysis report
Has at least, a BA in Law (preferably) or a BSc in Finance, Business Administration or related field
For a plus, has a relevant professional certification (e.g. Certified Compliance & Ethics Professional - CCEP)
For a plus, is a sponsored individual with the SEC
Has integrity and sound professional ethics
Has an eye for detail, is comfortable reviewing numbers, and works well with others.
No comments:
Post a Comment